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Regulatory Compliance

How We Use Technology in the Mortgage Process

Advanced technology assists our licensed professionals—it never replaces them

Our Approach

We use advanced technology to help organize information, speed up document review, and identify potential loan options. This technology assists our team by collecting information, organizing documents, and matching borrower information to published mortgage guidelines.

Important to know:

  • All loan advice, recommendations, and decisions are made by a licensed Mortgage Loan Originator
  • Technology does not replace human review or judgment
  • No loan is submitted or disclosed without licensed approval
Tool Classification

The AI Assistant is classified as an internal decision-support and workflow automation tool and is not used to independently determine borrower eligibility or creditworthiness. Licensed MLO decisions supersede all AI-generated outputs, recommendations, scores, or flags.

What the Technology Helps With
  • Collecting basic borrower information
  • Reviewing uploaded documents for completeness
  • Identifying potential loan programs for consideration
  • Flagging missing items or inconsistencies
  • Preparing summaries for licensed review
What Only a Licensed Mortgage Loan Originator Can Do
  • Recommend a loan program
  • Review exceptions or special circumstances
  • Answer questions about loan suitability
  • Issue disclosures
  • Submit a loan to a lender
  • Approve final loan terms

Every borrower works with a licensed professional who reviews the file, answers questions, and confirms the best path forward based on the borrower's goals and qualifications.

Our Process Flow
1

Borrower Enters System

You provide basic information and upload documents

2

AI-Assisted Intake & Document Upload

Technology helps organize your information and extract data from documents

3

Data Extraction + Guideline Mapping

System matches your profile to published lender guidelines

Escalation Trigger Detected?

Complex scenarios, exceptions, or compliance concerns trigger immediate MLO review

If No Escalation Needed:
4

Eligible Paths Summarized

You see educational information about potential loan options

5

Borrower Reviews Options (Non-Binding)

You select a preferred direction—this is not a commitment

If Escalation Triggered:
4

File Locked

System prevents further automated processing

5

MLO Reviews Risk & Guidelines

Licensed professional examines your file manually

6

Borrower Informed by MLO

You receive personalized guidance from your loan officer

MLO Review Required (All Paths)

Licensed MLO approves, modifies, or rejects. Disclosures or submission authorized only after MLO approval. MLO decision recorded with timestamp and rationale.

Important Disclaimer About Rates

Any rates, payments, or costs shown are estimates for educational purposes only and are not binding until disclosed and approved by a licensed Mortgage Loan Originator. Actual rates depend on your complete financial profile, property details, and current market conditions.

Compliance & Fair Lending

Potential compliance, fair lending, or fraud concerns may be escalated to compliance management in addition to licensed MLO review. This ensures separation of duties and mature governance.

AI-assisted workflows, escalation thresholds, and outputs are reviewed periodically to ensure alignment with current regulations, investor guidelines, and company policies.

Audit Trail

  • • All MLO decisions are timestamped and recorded
  • • Named individuals are accountable for every recommendation
  • • Complete documentation trail for regulatory review
  • • Escalation reasons and outcomes are tracked
Questions About Our Technology?

We're happy to explain how our systems work and how your information is used. Contact your licensed Mortgage Loan Originator or our compliance team anytime.

This disclosure is provided in compliance with federal and state mortgage lending regulations and consumer protection laws.

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